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Deutsche private banking facing pressure over Trump links - report 17/02/2017
Deutsche Bank, which President Donald Trump and some of his family use is coming under pressure to appoint an independent auditor to examine its books for any suspicious links between Trump's accounts and Russia, according to a report in London newspaper The Guardian.

Senior leadership must take responsibility for compliance - Compeer 10/02/2017
The FCA is placing a lot more responsibility on the senior leadership of a company with regard to compliance, the FCA’s head of global asset management strategy Rob Taylor told attendees of Compeer’s 'Optimising Compliance in Uncertain Times' conference, which saw industry professionals discuss both compliance and regulation.

European asset management trade body accepts vulnerability recommendations 23/01/2017

Considering fintech in isolation can be damaging, says SEI 04/01/2017
Considering technology in isolation has the potential to amplify or expose existing challenges in wealth management businesses, according to SEI’s proposition director.

Fund managers overcharging £6.7bn for under-performing funds 22/12/2016
According to Salisbury House Wealth, fund managers could be overcharging savers by an estimated £6.7 billion for expansive “actively” managed funds that fail to outperform benchmark indices.

Investors need to account for geopolitical risk - Aviva Investors 06/12/2016
Geopolitical risk is much more centre stage than before and investors need to adapt, said Peter Fitzgerald, global head of multi-assets at Aviva Investors.

Trump's presidency and Realpolitik - Investec 15/11/2016
Head of investment strategy at Investec Wealth & Investment, John Wyn-Evans, has commented on how Donald Trump may go about his presidency in Realpolitik terms.

US adviser accused of illegally siphoning half a million in trades 07/10/2016
The SEC has presented a US investment adviser with fraud charges for 'cherry-picking' and misleading seniors and clients

Insurance firm launches new private client offerings 04/10/2016
Plum Underwriting, has launched Plum Private Clients, a division offering an enhanced portfolio of home insurance covers for brokers.

Risk and regulation firm acquired by IBM 04/10/2016
IBM is to acquire risk management and regulatory compliance firm, Promontory

 
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