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UK Government proposes powers to reveal source of 'unexplained wealth' 02/09/2015
The UK Government is considering introducing “unexplained wealth orders” which would be used to force individuals to reveal the source of sudden “suspicious” wealth.

The week on eprivateclient - Berkeley Law, Boodle Hatfield and more 01/09/2015
A summary of the big stories on eprivateclient last week

Standard Chartered beefs up compliance 11/08/2015
The group has quadrupled the headcount in compliance.

FCA appoints new investment director 31/07/2015

The week on eprivateclient 27/07/2015
A look back at the popular stories on eprivateclient last week.

FCA's Martin Wheatley to step down 17/07/2015

Barclays wins US HNW advisers damages claim 16/07/2015
A team of three advisers who claimed more than $5 million from Barclays have lost their case.

FCA updates criteria for referrals to enforcers 10/07/2015
The Financial Conduct Authority has updated the criteria and outlined the process it uses when deciding whether to refer a firm or individual to its enforcement division for a formal investigation.

US regulator orders three firms to repay clients $30 million 07/07/2015
The Financial Industry Regulatory Authority (FINRA) has ordered Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc. and LPL Financial LLC to pay over $30 million in restitution including interest, to affected individuals for inappropriately failing to waive mutual fund sales charges for charitable and retirement accounts.

Temporary UK bank deposits of £1 million to be protected 07/07/2015
UK regulators will now protect depositors with temporary high balances of up to £1 million. The protection will cover six months from the date on which the money is transferred into their account, or the date on which the depositor becomes entitled to the amount, whichever is later.

 
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