FCA imposes recruitment ban on the Financial Group 24/07/2014 The Financial Conduct Authority (FCA) has used its suspension power for the first time, banning two of the Financial Groupís subsidiaries, Financial Limited and Investments Limited, from recruiting new appointed representatives (ARs) and individual advisers for a period of four and a half months.
Fund services provider adopts FATCA solution 23/07/2014 Alter Domus, a provider of fund administration and fund services has adopted Thomson Reuters FATCA solution across its services platform to improve client identification and on-boarding in order to comply with the FATCA legislation.
Duncan Lawrie on building its business in Southwest England 17/07/2014 Demonstrating ability and a long term commitment to developing relationships lies behind Duncan Lawrie's latest venture in Bristol. Jeff Durant, regional director South West at Duncan Lawrie said the last 16 months in the region had proved successful. He told thewealthnet they were meeting the targets they had set themselves including building a staff of nine to serve the clients in the south west.